Kick off the Global Ethics Summit by spending time with your industry peers discussing best practices, challenges, and successes that specifically pertain to compliance in the financial services industry.
Is Your Compliance Program Built for Tomorrow or Stuck in Yesterday? discussion led by Guardian Life’s Dianne Ramos
The pace of change isn’t slowing down. If you had to design a 12-month roadmap to future-proof your global compliance function, what would you prioritize? In this discussion, we’ll challenge conventional thinking and explore strategies that move beyond “check-the-box” compliance. We will also tackle the evolution of reporting, shifting from activity-based outputs to outcome-driven insights that demonstrate real impact. Join us for a candid conversation about what it takes to lead—not follow —in Ethics and Compliance.
Why Doing the Right Thing is Harder Than It Looks discussion led by New York Life’s Jennifer Newman
Ethical decision-making is rarely straightforward—especially in highly regulated environments. This session explores the real tensions leaders face, including tradeoffs between growth, risk, and customer outcomes and the role of incentives, culture, and leadership in shaping behavior. Through case studies and discussions, participants will gain a clearer view of what drives program effectiveness beyond formal structures—and where meaningful change is needed.
Pre-registration is required.